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Investment Industry Regulatory Organization of Canada
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#	Item
491	INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA PRIVACY CODE The Investment Industry Regulatory Organization of Canada (“IIROC”) is committed to maintaining the values of integrity, diligence and accountability Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-04-05 11:46:27 Computer security Data security National security Public safety Information privacy Investment Industry Regulatory Organization of Canada Personally identifiable information Internet privacy Information security Security Privacy Ethics
492	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 26, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 09:11:56 Financial system Financial regulation Financial economics Options Clearing Corporation Investment Industry Regulatory Organization of Canada Securities Act Securities Exchange Act Commodity Futures Trading Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
493	-6- THE SECURITIES ACT Subsection[removed]Order No. 6904 Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-04-19 13:22:50 Financial regulation Investment Industry Regulatory Organization of Canada Business Financial system Finance Investment Self-regulatory organizations Securities Financial economics
494	Microsoft Word - Website and IIROC AdvisorReport Use Agreement english.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-02-27 13:38:48 Disclaimer Tort law Warranty Investment Industry Regulatory Organization of Canada Law Private law Contract law
495	Investment Industry Regulatory Organization of Canada (IIROC) Multi-Year Accessibility Plan This[removed]accessibility plan outlines the policies and actions that IIROC will put in place to improve opportunities for pe Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-01-22 11:36:21 Web Accessibility Initiative Web Content Accessibility Guidelines Ontarians with Disabilities Act Disability Knowledge Web accessibility Accessibility Design
496	CSA Multilateral Staff Notice[removed]Third Update on Principal Protected Notes August 30, 2012 This CSA Multilateral Staff Notice is being published by staff of all members of the Canadian Securities Administrators, exce Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:49:30 United States securities law Securities Notes Principal protected note Self-regulatory organizations Canadian securities regulation Investment Industry Regulatory Organization of Canada Registered representative Deposit insurance Financial regulation Financial system Financial economics
497	WEBSITE PRIVACY POLICY Our website privacy policy applies to personal information submitted to the Investment Industry Regulatory Organization of Canada (“IIROC” or “we”) by users of the IIROC website. The IIROC Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-10-03 15:32:31 Investment Industry Regulatory Organization of Canada Securities Financial economics Internet privacy Government Personally identifiable information Ethics Privacy Financial regulation
498	CSA NOTICE AND REQUEST FOR COMMENT PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT[removed]ELECTRONIC TRADING I. INTRODUCTION Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:21 Investment Exempt market dealer Drug Enforcement Administration Securities Financial services Canadian securities regulation Investment Industry Regulatory Organization of Canada Broker-dealer Financial economics Finance Financial system
499	Microsoft Word - CSA Enforcement Report-April 1, 2006 to September 30, 2006… Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:19 Canadian law Canadian securities regulation Canadian Securities Administrators British Columbia Securities Commission Investment Industry Regulatory Organization of Canada Securities Commission of New Zealand Securities regulation in the United States Ontario Securities Commission Insider trading Financial regulation Financial system Canada
500	For Immediate Release April 13, 2012 CSA and IIROC announce the implementation of a dark liquidity framework in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Finance Investment Industry Regulatory Organization of Canada Canadian securities regulation Universal Market Integrity Rules Dark liquidity Canadian Securities Administrators Capital market Ontario Securities Commission Securities Commission of New Zealand Financial markets Financial economics Financial system

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